Tier3 helps compliance teams manage CTR, SAR, and OFAC review workflows.
Compliance in Tier3 is built into day-to-day operations so tellers, servicing teams, and compliance officers can work from the same system. OFAC screening, suspicious activity workflows, currency thresholds, activity logs, and audit history are all easier to monitor when they live inside the platform your teams already use.
Screen customers against OFAC and sanctions data, track match history, and maintain exception handling with reporting visibility for compliance review.
Prepare Currency Transaction Reports when cash-in or cash-out activity exceeds reporting thresholds, including same-day aggregation logic across covered transactions.
Let staff flag suspicious activity during processing, then route those records to compliance officers for review, completion, status updates, and report generation.
Review reportable activity across monetary instrument sales, money transfers, currency exchanges, and other tracked transactions from a centralized compliance area.
Tier3 supports OFAC and sanctions-list screening as part of the operational flow. Compliance teams can review potential matches, manage exception handling for false positives, require specific data before unblocking customers, and retain reporting history around matches, transactions, and whitelisted records.
Review flagged records before processing continues and keep a historical record of OFAC-related decisions.
Track unblocked or whitelisted customers with configurable required fields and internal review controls.
Run reports for false positives, transaction history, matches, and approved exceptions across locations and date ranges.
Support OFAC list update workflows and scheduled refresh options with logged update activity where configured.
Tier3 can help prepare CTR records when covered transaction activity exceeds reporting thresholds. Configuration options help teams control how totals are calculated by product type, while compliance officers can review, edit, filter, print, and complete reports from a dedicated compliance area.
Tier3 gives tellers and staff a direct way to flag suspicious activity during processing. Those records can then be reviewed by compliance officers in a centralized queue, expanded with additional information, moved through status changes, and printed when needed without alerting the customer during the original transaction flow.
Track cash purchases of money orders or similar instruments within reportable ranges and keep the required activity details available for review.
Capture and review required information for covered money transfer activity from the same operational platform.
Monitor covered exchange transactions and use activity logs and filters to review what happened by user, location, date, and transaction type.
Tier3 includes Veritec State Database support to help teams work with the state-specific compliance data they need during lending and check cashing operations.
- Front-line users can trigger compliance events without leaving the transaction flow
- Compliance officers get dedicated queues, filters, and reporting views for follow-up work
- Audit trails and historical reporting help support exams, investigations, and internal review
- Storefront and lending teams can work from the same compliance foundation across products and locations